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January 10, 2022
ISO 37301:2021 Compliance management systems -- Requirements with guidance for use, First Edition

This UCF Authority Document concerns ISO 37301:2021 Compliance management systems -- Requirements with guidance for use, First Edition issued by International Organization for Standardization

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December 20, 2021
Guidelines on Outsourcing

This UCF Authority Document concerns Guidelines on Outsourcing issued by Monetary Authority of Singapore

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December 13, 2021
Financial Crime Guide: A Firm's Guide to Countering Financial Crime Risks

This UCF Authority Document concerns Financial Crime Guide: A Firm's Guide to Countering Financial Crime Risks issued by The Financial Conduct Authority

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December 6, 2021
Circular to Licensed Corporations - Use of external electronic data storage

This UCF Authority Document concerns Circular to Licensed Corporations - Use of external electronic data storage issued by Securities and Futures Commission

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December 6, 2021
17 CFR Part 248 Subpart C, Regulation S-ID - Identity Theft Red Flags

This UCF Authority Document concerns 17 CFR Part 248 Subpart C, Regulation S-ID - Identity Theft Red Flags issued by US Congress

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